SUSTAINABILITYISO 37301 & ISO 37002 Certification Body

Corporate Governance

ISO 37301 Compliance Management, Board ESG Oversight & Whistleblowing Assurance
Corporate Governance - GICG Sustainability Verification
Verification & Assurance (VA) Services • Independent Third-Party Opinion
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Overview

Corporate Integrity, Regulatory Compliance & Board-Level ESG Assurance

Strong governance is the bedrock of corporate sustainability. Regulators, proxy advisors, and institutional shareholders demand verifiable proof that corporate boards maintain effective compliance management, robust internal whistleblowing channels, and ethical corporate culture.

GICG provides third-party certification and assurance for Compliance Management Systems (ISO 37301), Whistleblowing Management Systems (ISO 37002), and Board Sustainability Disclosures, ensuring institutional defense against regulatory penalties.

We instill governance trust across boards of directors, audit committees, and public stakeholders worldwide.

Benefits

01

Institutional Regulatory Defense

Demonstrate an effective, independently certified compliance management system as legal mitigating evidence in regulatory proceedings.

02

Board of Directors Assurance

Provide independent verification to the Board Audit & Risk Committee that corporate policies are practiced across global subsidiaries.

03

Protect Corporate Whistleblowers

Implement certified confidential reporting channels conforming to ISO 37002 and EU Whistleblower Protection Directives.

Related Standards & Verification Schemes

3 Schemes Available
ISO 37301:2021

Compliance Management Systems (CMS)

ISO 37301:2021 / Type-A Management System Standard
Accredited CMS

Globally recognized benchmark for developing, implementing, evaluating, maintaining, and improving an effective and responsive compliance management system.

Core Assessment Scope:
Compliance obligations mapping & regulatory change monitoring
Compliance risk assessment & risk-scoring methodology
Tone from the top: Governance leadership & compliance culture
Internal reporting, non-compliance investigations & escalation
Deliverable:Accredited ISO 37301 Certification with International Recognition
ISO 37002:2021

Whistleblowing Management Systems

ISO 37002:2021 / EU Whistleblower Directive
Whistleblowing

International guidelines for implementing effective whistleblowing management systems based on principles of trust, impartiality, and protection.

Core Assessment Scope:
Receipt, assessment, and triage of whistleblowing reports
Confidentiality guarantees & identity protection protocols
Independent investigation procedures & conflict of interest checks
Protection against workplace retaliation & victimisation
Deliverable:ISO 37002 Whistleblowing System Verification & Conformity Certificate
Board ESG Materiality Assurance

Double Materiality & Governance Audit

CSRD ESRS / ISSB IFRS S1 & S2 Governance Pillars
Board ESG Audit

Independent audit of board oversight structures, executive ESG remuneration linkage, double materiality assessment, and climate governance processes.

Core Assessment Scope:
Board skills matrix and climate competency evaluation
Double Materiality Assessment (Financial & Impact Materiality)
Executive compensation linked to ESG KPI verification
Internal audit governance function review
Deliverable:Independent Board ESG Governance Assurance Report & Statement

Assurance Methodology & Execution Workflow

PHASE 01

Governance Structure & Charter Review

Review board charters, terms of reference for audit and risk committees, and corporate code of conduct policies.

PHASE 02

Compliance Obligation & Register Audit

Audit compliance registers against regional statutory legislation, licensing conditions, and voluntary ESG commitments.

PHASE 03

Operational Control & Whistleblower Testing

Conduct test scenarios on reporting channels, interview compliance officers, and review case resolution timelines.

PHASE 04

Certification Audit & Board Debrief

Issue official ISO 37301 certificate and provide executive debrief to the Board Audit Committee.

Applicable Industry Sectors

Commercial Banks, Insurers & FintechPublic Listed Corporations (PLC)Government-Linked Companies (GLC) & State EnterprisesTelecommunications & Critical National InfrastructurePharmaceutical & Healthcare NetworksGlobal Multinationals Operating Across Multiple Jurisdictions

Technical FAQs

Q:Can ISO 37301 be certified by an accredited third party like GICG?

Yes. Unlike ISO 19600 which was guidance only, ISO 37301 is a Type-A management system standard containing requirements that can be independently audited and certified by GICG.

Q:How does ISO 37002 whistleblowing compliance protect against retaliation?

ISO 37002 mandates procedural safeguards including secure encrypted channels, strict access control, independent investigator appointment, and proactive monitoring of the reporter’s employment conditions.

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